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Self-regulatory organization
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#	Item
921	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-22 14:11:17 Securities Exchange Act Financial regulation New York Stock Exchange NYSE Arca U.S. Securities and Exchange Commission Self-regulatory organization United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
922	Notice of Filing and Immediate Effectiveness of Amended and Restated Articles of Incorporation of Municipal Securities Rulemaking Board Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-07 11:43:22 United States securities law U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Government Self-regulatory organization Securities Exchange Act Rulemaking Tower Amendment Financial regulation Municipal Securities Rulemaking Board Law
923	Notice of Filing of Proposed Rule Change to Adopt FINRA Rules Regarding Books and Records in the Consolidated FINRA Rulebook Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-27 11:40:25 Economy of the United States Financial Industry Regulatory Authority Securities Exchange Act Registered representative Self-regulatory organization U.S. Securities and Exchange Commission Securities regulation in the United States NASDAQ Financial adviser United States securities law Business Financial economics
924	Notice of Filing of Amendment No. 21 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded o Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-05-10 13:17:44 Economy of the United States Investment 73rd United States Congress United States Securities and Exchange Commission Stock market NASDAQ Chicago Stock Exchange Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organizations United States securities law Financial economics
925	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-08 13:43:42 Stock market NYSE Arca New York Stock Exchange American Stock Exchange Euronext Listing Rules Securities Exchange Act Self-regulatory organization Alternext NYSE Euronext New York City Economy of the United States
926	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-16 14:24:17 United States Securities and Exchange Commission Municipal Securities Rulemaking Board Law U.S. Securities and Exchange Commission Rulemaking Self-regulatory organization Government Securities Exchange Act Tower Amendment United States securities law Financial regulation 73rd United States Congress
927	Microsoft Word[removed]new.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-09 16:48:27 Economy of the United States Financial regulation United States Securities Exchange Act Financial Industry Regulatory Authority NASDAQ Self-regulatory organization U.S. Securities and Exchange Commission Securities Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
928	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]September 18, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-22 11:14:02 73rd United States Congress United States Securities and Exchange Commission U.S. Securities and Exchange Commission Self-regulatory organization Law Securities Exchange Act Government Rulemaking Municipal Securities Rulemaking Board United States securities law Financial regulation
929	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 21, 2011 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-22 09:01:13 Financial system Economy of the United States Trade Reporting And Compliance Engine Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization ACT Selling away Mary Schapiro United States securities law Financial regulation Financial Industry Regulatory Authority
930	Notice of Filing and Immediate Effectiveness of Amendment No. 22 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasda Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-23 10:24:01 Financial markets Investment United States securities law Stock market NASDAQ Securities Exchange Act Consolidated Tape Association Financial Industry Regulatory Authority Chicago Stock Exchange Self-regulatory organizations Financial economics Economy of the United States

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